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Simon Johnson CAS-06065-30D8KQ Track 2
7 June 2012
Tribunal's final assessment
Code 12 para 4.8.2b - Formal reprimand and/or warning
Code 12 para 4.8.2d - Fine
Code 12 para 4.8.2c - Compliance advice or prior permission
Code 12 2.3.2 Fairness
Code 12 3.9.1 Responsibilities of Level 2 providers
Code 12 2.2.1 (a) Transparency and Pricing
Code 12 2.2.5 Rules relating to pricing
Code 12 3.4.12 (a) Numbers
View adjudication decision