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Andrew Price t/a Thomas Ferguson & Company

Publication date 28 March 2012
Case reference 04321
Procedure Track 2
Adjudicated party Andrew Price t/a Thomas Ferguson & Company
Service type Fax back
Tribunal's final assessment Very Serious
Sanctions Code 12 - 4.8.2 (b) Formal reprimand and/or warning
Code 12 - 4.8.2 (d) Fine
Code 12 - 4.8.2 (i) General refunds
Breaches raised Code 12 - 2.2.1 (a) Transparency and Pricing
Code 12 - 2.2.5 Rules relating to pricing
Code 12 - 2.3.2 Misleading
Code 12 - 2.4.2 Privacy
Code 12 - 3.1.1 (c) General responsibilities
Code 12 - 3.1.4 General responsibilities
Code 12 - 3.4.12 (a) Numbers
Summary
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